Financial Services Regulatory Reform, led by HM Treasury, addresses modernisation of the UK financial regulatory framework including the Senior Managers & Certification Regime, in-person banking services, and settlement acceleration (T+1). The reform agenda is active and coordinated with international partners through the US-UK Financial Regulatory Working Group and UK-Japan Financial Regulatory Forum.
In response to: Changes to the Risk Transformation Regulations
In response to: Consultation: Reforming the Senior Managers & Certification Regime
In response to: Consultation: Reforming the Senior Managers & Certification Regime
The government is consulting on reforms to the Senior Managers & Certification Regime, with the aim of streamlining the regime to support growth and competitiveness.
The government is consulting on reforms to the Senior Managers & Certification Regime, with the aim of streamlining the regime to support growth and competitiveness.
A consultation on ensuring the financial services regulatory environment is effective, proportionate, and in line with the government’s ambition on regulation.
The government is consulting on reforms to the Senior Managers & Certification Regime, with the aim of streamlining the regime to support growth and competitiveness.
A consultation on ensuring the financial services regulatory environment is effective, proportionate, and in line with the government’s ambition on regulation.
This consultation invites views on draft secondary legislation to implement near-term reforms to the ring-fencing regime.
This consultation sets out proposals to enhance the UK’s resolution regime for banking institutions (banks, building societies, and PRA-designated investment firms).
This consultation sets out proposals to enhance the UK’s resolution regime for banking institutions (banks, building societies, and PRA-designated investment firms).
This consultation sets out proposals to enhance the UK’s resolution regime for banking institutions (banks, building societies, and PRA-designated investment firms).
The Call for Proposals seeks views on which metrics the FCA and the PRA should publish in relation to the new secondary growth and competitiveness objectives.
This consultation invites views on draft secondary legislation to implement near-term reforms to the ring-fencing regime.
This consultation sets out proposals for the UK’s financial services regime for cryptoassets, and marks the next stage of the UK’s phased approach
This consultation invites views on draft secondary legislation to implement near-term reforms to the ring-fencing regime.
Consultation seeking views on the design and scope of the ban on cold calling for consumer financial services and products, including a call for evidence on the impacts of the proposed ban.
Consultation seeking views on the design and scope of the ban on cold calling for consumer financial services and products, including a call for evidence on the impacts of the proposed ban.
Consultation seeking views on the design and scope of the ban on cold calling for consumer financial services and products, including a call for evidence on the impacts of the proposed ban.
The Call for Proposals seeks views on which metrics the FCA and the PRA should publish in relation to the new secondary growth and competitiveness objectives.
The Call for Proposals seeks views on which metrics the FCA and the PRA should publish in relation to the new secondary growth and competitiveness objectives.
This consultation sets out proposals for the UK’s financial services regime for cryptoassets, and marks the next stage of the UK’s phased approach
This consultation sets out proposals for the UK’s financial services regime for cryptoassets, and marks the next stage of the UK’s phased approach
A consultation setting out the government’s proposals for adapting the UK regulatory framework for financial services to ensure that it remains fit for the future, and to reflect our new position outside the EU.
The government is consulting on proposals to ensure that the Financial Services Compensation Scheme operates effectively if a regulated pre-paid funeral plan provider fails.
Seeking views on the UK’s approach to the implementation of the Investment Firms Prudential Regime and the remaining Basel 3 standards.
The Government is carrying out a review of the UK’s prospectus regime, following Lord Hill’s recommendations in the UK Listings Review. A Summary of Responses has been published.
The government is consulting on proposals to bring the issuance of non-transferable debt securities (‘mini-bonds’) within the scope of financial services regulation.
The Government is carrying out a review of the UK’s regime for wholesale capital markets. This consultation will run from 9am on 2 July to 11:45pm on 24 September.
A consultation setting out the government’s proposals for adapting the UK regulatory framework for financial services to ensure that it remains fit for the future, and to reflect our new position outside the EU.
A consultation setting out the government’s proposals for adapting the UK regulatory framework for financial services to ensure that it remains fit for the future, and to reflect our new position outside the EU.
The Government is carrying out a review of the UK’s prospectus regime, following Lord Hill’s recommendations in the UK Listings Review. A Summary of Responses has been published.
The Government is carrying out a review of the UK’s regime for wholesale capital markets. This consultation will run from 9am on 2 July to 11:45pm on 24 September.
The government is consulting on proposals to ensure that the Financial Services Compensation Scheme operates effectively if a regulated pre-paid funeral plan provider fails.
The government is consulting on proposals to bring the issuance of non-transferable debt securities (‘mini-bonds’) within the scope of financial services regulation.
The government is consulting on proposals to ensure that the Financial Services Compensation Scheme operates effectively if a regulated pre-paid funeral plan provider fails.
The Government is carrying out a review of the UK’s regime for wholesale capital markets. This consultation will run from 9am on 2 July to 11:45pm on 24 September.
The Government is carrying out a review of the UK’s prospectus regime, following Lord Hill’s recommendations in the UK Listings Review. A Summary of Responses has been published.
The government is consulting on proposals to bring the issuance of non-transferable debt securities (‘mini-bonds’) within the scope of financial services regulation.
Seeking views on the UK’s approach to the implementation of the Investment Firms Prudential Regime and the remaining Basel 3 standards.
A consultation to explore how the UK regulatory framework for financial services needs to adapt to our new position outside the EU.
Benchmarks Regulation and amendments under the Financial Services Act 2021.
The Government is consulting on proposals to introduce new market access arrangements for financial services between the UK and Gibraltar. This consultation closes on 11 May 2020.
A consultation to explore how the UK regulatory framework for financial services needs to adapt to our new position outside the EU.
This consultation explores whether changes to the tax treatment of companies used by funds to hold assets could make the UK a more attractive location for these companies.
The Government is consulting on proposals to introduce new market access arrangements for financial services between the UK and Gibraltar. This consultation closes on 11 May 2020.
The Government is consulting on proposals to introduce new market access arrangements for financial services between the UK and Gibraltar. This consultation closes on 11 May 2020.
This consultation explores whether changes to the tax treatment of companies used by funds to hold assets could make the UK a more attractive location for these companies.
A Call for Evidence seeking views on regulatory coordination in the financial services sector.
Seeking views on the UK’s approach to the implementation of the Investment Firms Prudential Regime and the remaining Basel 3 standards.
Seeking views on the transposition of the Fifth Money Laundering Directive.
A Call for Evidence seeking views on regulatory coordination in the financial services sector.
A Call for Evidence seeking views on regulatory coordination in the financial services sector.
Seeking views on the transposition of the Fifth Money Laundering Directive.
Seeking views on the transposition of the Fifth Money Laundering Directive.
This consultations seeks views from the public on amending the UK definition of financial advice.
Seeking views on a new regulatory framework for Insurance Linked Securities.
This consultations seeks views from the public on amending the UK definition of financial advice.
This consultations seeks views from the public on amending the UK definition of financial advice.
Seeking views on how financial services regulators support innovative technology and new business models.
Seeking views on a new regulatory framework for Insurance Linked Securities.
Seeking views on how financial services regulators support innovative technology and new business models.
Seeking views on how financial services regulators support innovative technology and new business models.
Seeking views on a new regulatory framework for Insurance Linked Securities.
Seeking views on the options available and the scope of the regulation.
Proposed amendments to the Regulatory Capital Securities Regulations 2013 to include Solvency II compliant instruments and updates to Part 5 CTA 09.
Seeking views on the options available and the scope of the regulation.
Seeking views on the options available and the scope of the regulation.
Proposed amendments to the Regulatory Capital Securities Regulations 2013 to include Solvency II compliant instruments and updates to Part 5 CTA 09.
Proposed amendments to the Regulatory Capital Securities Regulations 2013 to include Solvency II compliant instruments and updates to Part 5 CTA 09.
This consultation seeks views on the transposition of the Bank Recovery and Resolution Directive.
This consultation seeks to gather the opinions concerning the housing market tools that the Financial Policy Committee has recommended it be granted powers of direction over.
This consultation seeks to gather the opinions of stakeholders and other interested parties concerning the leverage ratio framework that the Financial Policy Committee (FPC) has recommended it be granted new powers of direction over.
This consultation seeks to gather the opinions concerning the housing market tools that the Financial Policy Committee has recommended it be granted powers of direction over.
This consultation seeks to gather the opinions of stakeholders and other interested parties concerning the leverage ratio framework that the Financial Policy Committee (FPC) has recommended it be granted new powers of direction over.
This consultation seeks to gather the opinions of stakeholders and other interested parties concerning the leverage ratio framework that the Financial Policy Committee (FPC) has recommended it be granted new powers of direction over.
This consultation seeks to gather the opinions concerning the housing market tools that the Financial Policy Committee has recommended it be granted powers of direction over.
This consultation seeks views on the transposition of the Bank Recovery and Resolution Directive.
This consultation seeks views on the transposition of the Bank Recovery and Resolution Directive.